UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
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SCHEDULE 13G
(Rule 13d-102)
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Information Statement Pursuant to Rules 13d-1 and 13d-2
Under the Securities Exchange Act of 1934 (Amendment No. __)* |
TRIDENT ACQUISITIONS CORP.
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(Name of Issuer)
Common Stock, par value $0.001
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(Title of Class of Securities)
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89615T106
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(CUSIP Number)
December 31, 2018
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(Date of Event Which Requires Filing of this Statement)
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Check the appropriate box to designate the rule pursuant to which this schedule is filed:
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[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
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1..
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NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Westchester Capital Management, LLC
27-3790558
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2..
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) [ ]
(b) [X]
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3..
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SEC USE ONLY
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4..
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES
BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5.
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SOLE VOTING POWER
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1,260,156 shares
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6.
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SHARED VOTING POWER
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None
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7.
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SOLE DISPOSITIVE POWER
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1,260,156 shares
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8.
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SHARED DISPOSITIVE POWER
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None
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,260,156 shares
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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[ ]
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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4.79%*
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12.
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TYPE OF REPORTING PERSON
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IA
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1.
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NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Westchester Capital Partners, LLC
13-3869675
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) [ ]
(b) [X]
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES
BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5.
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SOLE VOTING POWER
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56,511 shares
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6.
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SHARED VOTING POWER
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None
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7.
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SOLE DISPOSITIVE POWER
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56,511 shares
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8.
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SHARED DISPOSITIVE POWER
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None
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
56,511 shares
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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[ ]
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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.21%*
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12.
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TYPE OF REPORTING PERSON
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IA
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Item 1(a).
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Name of Issuer
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Item 1(b).
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Address of Issuer’s Principal Executive Offices
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Item 2(a).
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Name of Person Filing
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Item 2(b).
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Address or Principal Business Office or, if none, Residence:
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Item 2(c).
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Citizenship
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Item 2(d).
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Title of Class of Securities
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Item 2(e).
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CUSIP Number
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Item 3.
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If this statement is
filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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[ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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[ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 73c).
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(c)
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[ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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[ ] Investment company registered under section 8 of the Investment Company Act of 1940(15 U.S.C. 80a-8).
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(e)
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[X] An investment adviser in accordance with §13d-1(b)(1)(ii)(E).
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(f)
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[ ] An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
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(g)
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[ ] A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).
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(h)
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[ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
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(i)
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[ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the
Investment Company Act of 1940 (15 U.S.C. 80a-3).
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(j)
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[ ] Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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[ ] If this statement is filed pursuant to §240.13d-1(c), check this box.
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Item 4.
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Ownership
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Item 5.
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Ownership of Five Percent or Less of a Class
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person
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Item 7.
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Identification and
Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company:
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Item 8.
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Identification and
Classification of Members of the Group
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Item 9.
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Notice of Dissolution of Group
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Item 10.
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Certification
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WESTCHESTER CAPITAL MANAGEMENT, LLC
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By:
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/s/ Bruce Rubin
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Name: Bruce Rubin
Title: Chief Operating Officer
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WESTCHESTER CAPITAL PARTNERS, LLC
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By:
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/s/ Bruce Rubin
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Name: Bruce Rubin
Title: Chief Compliance Officer
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WESTCHESTER CAPITAL MANAGEMENT, LLC
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By:
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/s/ Bruce Rubin
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Name: Bruce Rubin
Title: Chief Operating Officer
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WESTCHESTER CAPITAL PARTNERS, LLC
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By:
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/s/ Bruce Rubin
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Name: Bruce Rubin
Title: Chief Compliance Officer
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